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Study Protocol
Revised

Burden, causes, and risk factors of perinatal mortality in Eastern Africa: a protocol for systematic review and meta-analysis

[version 2; peer review: 1 approved, 2 approved with reservations]
PUBLISHED 08 May 2024
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This article is included in the CHAMPS gateway.

Abstract

Background

Although global mortality rates in children under 5 years have decreased substantially in the last 30 years, there remain around 2.6 million stillbirths and 2.9 million neonatal deaths each year. The majority of these deaths occur in Africa and South Asia. To reduce perinatal deaths in East Africa, knowledge of the burden, but also the risk factors and causes of perinatal deaths are crucial. To the best of our knowledge, reviews have previously focused on the burden of perinatal deaths; here we aim to synthesize evidence on the burden, causes, and risk factors for perinatal mortality in East Africa.

Methods

We will conduct a systematic literature search in Medline, Web of Science, EMBASE, Global Health, SCOPUS, Cochrane Library, CINAHL, HINARI, African Index Medicus, African Journals Online (AJOL), and WHO African Regional Office (AFRO) Library. The study population includes all fetuses and newborns from ≥22 weeks of gestation (birth weight ≥500gm) to 7 days after birth, with reported causes or/and determinants as exposure, and perinatal mortality (stillbirths and/or early neonatal deaths) as an outcome. We will include studies from 2010 to 2022, and to facilitate the inclusion of up-to-date data, we will request recent data from ongoing surveillance in the region. To assess the quality of included studies, we will use the Joanna Briggs Institute quality assessment tool for observational and trial studies. We will analyze the data using STATA version 17 statistical software and assess heterogeneity and publication bias by Higgins’ I2 and funnel plot, respectively.

Conclusions

This systematic review will search for published studies, and seek unpublished data, on the burden, causes, and risk factors of perinatal mortality in East Africa. Findings will be reported, and gaps in the evidence base identified, with recommendations, with the ultimate aim of reducing perinatal deaths.

Protocol registration

PROSPERO-CRD42021291719.

Keywords

Keywords: Perinatal mortality, stillbirths, early neonatal mortality, East Africa

Revised Amendments from Version 1

In this new version of our work, we have incorporated revisions guided by insightful feedback from our reviewers. We clarified the "significance, implication, and rationale of the study" within the Introduction to ensure a more explicit understanding. Additionally, we have provided more detailed explanations of our search strategy, eligibility criteria, language considerations, data collection methods, and our approach to assessing the risk of bias. Moreover, we have included a discussion of the outcomes from previously published meta-analyses and our methods for addressing challenges encountered during the analysis.

See the authors' detailed response to the review by Vivek V Shukla
See the authors' detailed response to the review by Anna Akselsson

Introduction

Despite the decline of global mortality rates in children under 5 years from 93 per 1000 live births in 1990 to 38 per 1000 live births in 2019, there are currently 2.6 million stillbirths and 2.9 million neonatal deaths each year13. The vast majority of these deaths occur in low- and middle-income countries, in Africa and South Asia4. More than three-quarters of all newborn deaths are from preventable and treatable conditions. The most common causes are prematurity, intrapartum-related deaths (including birth asphyxia) and neonatal infections5,6.

The Every Newborn Action Plan (ENAP) was launched in 2014, which targets the reduction of the neonatal mortality rate (NMR) to 12 or fewer per 1,000 live births and stillbirths to 12 or fewer per 1,000 births in all countries by 20307. However, Africa has the highest stillbirth rate, and the slowest improvement worldwide8. Thus, given current changes, it would take over 160 years for a pregnant woman in Africa to have the same chance of having an alive baby as a woman in high-income nations now9. Further, Africa has the slowest reduction rate of neonatal mortality and the highest neonatal mortality rate in the world, at 27 (25–32) deaths per 1,000 live births, followed by South Asia at 23 (21–26) deaths per 1,000 live births1012.

East Africa has particular challenges; a recent demographic and health surveys suggested that perinatal mortality in the region was one of the highest, with 34.5 deaths per 1000 births13. East Africa also has the weakest economy across Sub-Saharan Africa, and utilisation of reproductive health services (facility deliveries, skilled delivery assistance, and 4+ antenatal visits) in East and Central Africa is lower than in other areas of Sub-Saharan Africa14,15. Reducing perinatal mortality in this region is critical; counting the number of deaths precisely and consistently classifying causes and risk factors for perinatal mortality (one of the objectives of the Every Newborn Action Plan), is essential to inform effective interventions7. In addition, using consistent definitions and classification systems is important to interpret the causes of perinatal deaths16,17.

Hence, in this systematic review, we aimed to describe the burden, causes and risk factors of perinatal mortality in East Africa, using the most up-to-date information, to determine progress in achieving the ENAP 2030 targets and direct policymakers allocate resources to the most effective interventions to prevent preventable perinatal deaths.

Research questions

This systematic review and meta-analysis will answer the following questions:

1.   What is the overall perinatal mortality rate and how does this vary in different contexts (geographic location, study setting) in East Africa?

2.   What are the causes of perinatal mortality in East Africa?

3.   What are the risk factors for perinatal mortality in East Africa?

Methods

Protocols used for reporting and protocol registration

The design and implementation of this systematic review will adhere to the Preferred Reporting Items for Systematic Review and Meta-Analysis Protocols (PRISMA-P) 2015 statement18 and reporting of findings will follow the Preferred Reporting Items for Systematic review and Meta-Analyses (PRISMA-2020) updated guideline19. The protocol for this review was registered on PROSPERO (CRD42021291719).

Eligibility criteria

Studies for this systematic review and meta-analysis will be selected based on the criteria specified below.

Inclusion and exclusion criteria

We will include both published and unpublished studies, that report perinatal mortality (stillbirth and/or early neonatal death), its causes and/or risk factors of perinatal mortality. No restrictions will be imposed on language of publication, sex, or ethnicity of participants. This study will include studies that have been conducted in East Africa and published between January, 2010 – December, 2022.

We will exclude studies which are reviews, or published outside of the study area and time period (before 2010 and after December, 2022). We will also exclude studies that focus on specific populations (e.g., high-risk mothers). Studies will be excluded if extracting data is not feasible after appropriate attempts to seek the full text and contact the corresponding author where needed. We will exclude studies that are limited in methodology (inappropriate statistical analysis or methods used to control confounders).

PECO search guide

Population: All births (both livebirths and stillbirths) with ≥500g/≥22 weeks of gestation and newborn deaths within the first week after birth (0–6 days)20,21.

Exposure: Determinants or risk factors of perinatal mortality. The determinants or risk factors are characteristics or exposures that increase the likelihood of perinatal mortality. These may be related to distal, underlying, or proximal determinants.

Comparison: The reported reference group for each determinant or risk factor in each study (e.g., perinatal mortality in mothers with antenatal care versus mothers with no antenatal care).

Outcome: Perinatal mortality rate, which is defined as “the total number of deaths of a fetus with birth weight of 500 grams or more or a gestational age of 22 completed weeks of age or more until the 7th day after delivery per 1000 live birth”22. The other outcomes for this study are the causes and risk factors of perinatal mortality.

Study designs

All observational studies (cross-sectional, case-control, prospective cohort and retrospective studies) and community-based trials which reported the magnitude of perinatal mortality and/or its cause or risk factors will be included.

Study setting and time frame

Studies that have been conducted in East Africa, which encompasses the following countries; Burundi, Comoros, Djibouti, Eritrea, Ethiopia, Kenya, Madagascar, Malawi, Mauritius, Mozambique, Rwanda, Seychelles, Somalia, Somaliland, South Sudan, Sudan, Tanzania, Uganda, Zambia, and Zimbabwe according to United Nations23 will be considered. Both community-based and facility-based studies will be used for this study. This study will be conducted from October 2022 to June 2024.

Years and language considered for study recruitment

All studies published from January 1, 2010, to December 31 2022 will be included in this study because it aims to examine up-to-date information regarding perinatal mortality and the advancements made towards attaining the 2030 goals, whilst ensuring sufficient years are assessed to maximize data included in the analysis.

All articles reported in any language will be considered for this study. After using software to translate, we will consult a specific language expert for translation for studies in a language, the authors do not speak.

Publication status

All studies that fulfill the eligibility criteria will be considered regardless of their publication status (published, and unpublished or grey literature). To access unpublished reports of likely high relevance and quality, up-to-date data will be requested from large surveillance studies, forming an investigator group.

Information sources

The databases searched to identify published research articles will be Medline, Web of Science, EMBASE, Global Health, SCOPUS, Cochrane Library, CINAHL, HINARI, African Index Medicus, African Journals Online (AJOL), and WHO African Regional Office (AFRO) Library. In addition to this, a manual search will be performed to retrieve unpublished studies and grey literature via Google Scholar, Google and institutional repositories of higher education institutions, which are found in East Africa and outside the region that have joint projects in East Africa. An investigator group from large studies with ongoing surveillance in the region will be requested from Child Health and Mortality Prevention Surveillance (CHAMPS) and Health and Demographic Surveillance sites (HDSS) to facilitate the inclusion of the most up-to-date data. Three CHAMPS networks in the region, namely Harar and Kersa, Ethiopia, Siaya and Kisumu, Kenya, and Manhiça, Mozambique1, and HDSS from Ethiopia (Harar and Kersa, Dabat, Butajira, Arba Minch and Gilgel Gibe HDSS), Kenya (Nairobi, Kilifi, Mbita, Kombewa and Kisumu HDSS), Malawi (Blantyre, Karonga HDSS), Mozambique (Chokwe and Manhica HDSS), Tanzania (Magu, Rufiji, Bagamoyo, Ifakara, Korogwe, Moshi and Pemba HDSS), Uganda (Awach; Gulu, Iganga/Mayuge, Kyamulibwa, Rakai and Toro HDSS), Zambia (Lusaka HDSS)24,25 will be asked to join the investigator group if they have appropriate data, which they are able to contribute.

Search strategy

We will search the electronic databases above, based on the following concepts: perinatal mortality (stillbirth and/or early neonatal mortality), causes of perinatal mortality, stillbirths or early neonatal mortality, risk factors for perinatal mortality, stillbirths or early neonatal mortality, study design (cross-sectional, case-control, cohort and community-based trial) and location and geographic setting (countries of Eastern Africa), and published covering the time period from January 1, 2010 to June 30, 2022.

The search will be conducted in appropriate search fields of electronic databases, and with sensitive searches that combine text words with indexing terms. Both free-text words (including spelling variants, synonyms, related terms, plurals, acronyms, truncations, wildcards, and proximity operators) and appropriate subject headings will be used. We will use Boolean operators ‘AND’ and ‘OR’ to connect and focus a search by combining subject headings and keywords.

Various combinations of the following key terms will be used to identify papers on the burden of perinatal mortality, its cause and determinants in Eastern Africa: ‘perinatal mortality’, ‘perinatal death(s)’, stillbirth(s), stillborn(s), ‘fetal death(s)’, ‘fetal demise’, ‘fetal mortality’, ‘neonatal death(s)’, ‘infant mortality’, and ‘East Africa’. A summary of search strategy in Ovid Medline database is presented in Table 1, and we will report the search strategies with specific terms and Boolean operators used in each database in the systematic review result. We will also identify studies that were cited by others (descendent search strategy).

Table 1. Summary of search strategy in Ovid Medline electronic database.

ComponentSearch terms
1Perinatal Mortality/ or stillbirth/ or fetal death/ or infant mortality/
2((perinat* or f?etal or f?etus* or infant* or neonat*) adj5 (death* or mortalit* or demise)).mp.
3(stillbirt* or stillborn* or adverse birth outcome* or pregnancy outcome* or perinatal
outcome*).mp.
41 Or 2 OR 3
5exp Africa, Eastern/
6(eastern Africa or Burundi or Comoros or Djibouti or Kenya or Madagascar or Malawi or
Mauritius or Mozambique or Rwanda or Seychelles or Somalia or Somaliland or South Sudan
or Tanzania or Uganda or Zambia or Zimbabwe).mp.
75 OR 6
84 and 7
9limit 8 to yr=”2010 – 2022”

Study records

Data management

Articles will be searched using different electronic databases and imported to EndNote software version X20 using each of the databases’ citation manager to facilitate review process and exclusion of duplicated studies.

Selection of studies

After importing studies to Endnote X20, duplicates will be excluded. Titles and abstracts of remaining studies will be screened by Y.A.A., and N.A then abstracts of selected studies will be exported to Covidence review management software for full-text screening26. Full-text articles will be independently screened by two investigators (Y.A.A. and N.A), and when there is uncertainty, a third reviewer (L.A.P or A.C.S) will make a final decision. The total number of studies identified, screened, eligible and included in the study will be described, and the reason for exclusion at each stage of the study selection process will be explained. A single failed eligibility criterion is sufficient for a study to be excluded from a review. Results from comparable groups of studies will be combined into a statistical meta-analysis using STATA-17 software27.

Data collection process

Required information for the systematic review will be extracted and summarized using the Joanna Briggs Institute and Cochrane data extraction template. Information on the title, author, publication year, study design, study setting (rural vs. urban), study type (community-based vs. hospital-based), sample size, study participants, study period, sampling methods, and outcome of interest (definition of outcomes) will be extracted. When we extract data regarding perinatal mortality rate, we will note the denominator used by studies (live births or total births) and we will also collect the stillbirth and early neonatal death rates separately. Furthermore, we will extract the time of death for stillbirths; antepartum or intrapartum (fresh or macerated) if reported. In addition to this, we will look at the ascertainment of causes and risk factors in each study and the classification system will be recorded where available. The measures of association (odds ratio or relative risk with their respective confidence intervals) for each risk factor will be extracted and included in meta-analyses where feasible.

Data items

Perinatal mortality rate: is the sum of stillbirths and deaths in the first week of life (0–6 days) per 1000 total birth (both live and stillbirths)21.

Stillbirth rate: is fetal death at ≥500g/≥22 weeks gestation, or ≥1000g /≥28 weeks gestation by WHO for general statistics and international comparison respectively per 1000 total births20. We consider a broad definition to look at the variation of definitions across different studies; however, in our meta-analysis we will only consider studies with similar definition (≥1000g /≥28 weeks gestation).

Early neonatal mortality: deaths among live births during the first week (0–6 days) of life28.

Causes of perinatal mortality: are any condition/s with a reasonable mechanism likely to lead to the death of the fetus or early neonate and it is classified as the underlying cause, immediate cause, and main maternal cause)29,30.

ICD-PM: is the WHO application of ICD-10 to deaths during the perinatal period, which provides a standardized system for classifying perinatal mortality based on time of death as antepartum (before the onset of labor), intrapartum (during labor but before delivery) or neonatal (the first week after delivery), and it also links the contributing maternal condition, if any, with perinatal death29.

Determinants or risk factors: are characteristics associated with, but not obviously causal for, stillbirths or early neonatal deaths, such as advanced maternal age31. (Figure 1)

beec4350-951e-47c4-ba1d-477463cb3320_figure1.gif

Figure 1. Conceptual framework for causes and risk factors of perinatal mortality, adapted and modified from Mosley and Chen32.

Outcomes and prioritization

The perinatal mortality rate will be the primary outcome measure; it is calculated by dividing the number of fetal deaths after 22 weeks of gestation or weighing more than 500g and neonatal deaths in the first week after delivery by the total number of births (stillbirths and live births) that have been included in the study (sample size)7,21. The second outcome is the determinants (risk factors) that are associated with perinatal mortality among the study subjects; factors associated with perinatal mortality will be socio-demographic and economic factors, maternal factors, fetal factors, health service-related factors, and environmental factors. The third outcome measure of the study will be the causes of perinatal mortality, which can be classified as the underlying cause (perinatal asphyxia or hypoxia, infection or sepsis, preterm birth complications, congenital anomalies), immediate cause (perinatal asphyxia or hypoxia, infection or sepsis, preterm birth complication, and birth trauma), and main maternal factors (complications of placenta, cord or membranes and maternal medical or surgical conditions, mainly associated with hypertensive disorder of pregnancy) of death1,33 (Figure 1). Furthermore, if any other classification systems were utilized in the included studies, we will also attempt to synthesize them.

Critical appraisal of individual studies

We will assess the methodological quality of included studies using the Joanna Briggs Institute quality assessment tool for observational and trial studies34. The Joanna Briggs Institute critical appraisal tool for cross-sectional, case-control and cohort studies comprises 8, 10 and 11 questions, respectively. The tool supports an assessment of sample representativeness of the target population, participant recruitment, adequacy of the sample size, detailed description of the study subjects and study setting, appropriate method of the statistical analysis, objective criteria in the measurement of the outcome variable and identification of subpopulation, reliability, and identification of confounding variables35.

Each item for each study will be judged as Yes (1) and No (0). When the information provided is not adequate to make a judgment for a specific item, we will grade that item with a ‘No’ (0). Each study will be graded depending on the number of items judged ‘Yes’ (1) as low-risk bias (≥ 7), medium-risk bias (5 to 6), or high-risk bias (≤ 4) for cross-sectional studies, low-risk (≥8), medium-risk (5 to 7) and high-risk (< 5) for case-control studies, and low-risk (≥ 9), medium-risk (6 to 8) or high-risk (≤ 5) for cohort studies, and trials will be treated as cohort studies. We will conduct a sensitivity analysis to investigate how variations in the inclusion and exclusion of high-risk bias studies can affect the overall results after assessing the Risk of Bias In Non-randomized Studies - of Exposure (ROBINS-E)36.

Data synthesis

The study selection processes will be summarized using a PRISMA flow diagram, and for studies which are excluded the reason will be described and explained18. A narrative synthesis will be used to summarize all studies included in the study and characteristics like study population, cause of perinatal mortality, and identified risk factors will be summarized in a descriptive table.

Meta-analysis

If appropriate perinatal mortality rates from different studies with a common definition of perinatal mortality will be pooled together to provide a single summary (pooled perinatal mortality rate) estimate using STATA-17 software. Further, we will calculate the pooled risk ratio for the risk factors of perinatal mortality using the random effect model as it assumes that the observed variation of effect size is because of real differences37. The syntax “metaforestplot” will be used to generate forest plots with their corresponding weights, as well as the pooled rate across studies and its corresponding 95% Confidence Intervals (Cl).

Heterogeneity test

To examine the magnitude of the variation between studies statistical heterogeneity test will be assessed by Higgins’ I2. The I2 test measures level of statistical heterogeneity between studies; the values of <25 %, 25–50 %, 50–75 % and >75% are to mean very low, low, medium and high heterogeneity respectively38. Since heterogeneity is expected in this study because of the differences in perinatal mortality rate across different settings, random effect model will be used. If heterogeneity is significant (I2>50%), sub-group analysis, meta-regression or meta-analysis will be conducted to investigate sources of heterogeneity and if meta-analysis is not possible, a narrative synthesis will be conducted.

Subgroup and sensitivity analysis

Sub-group analysis will be conducted based on study design, study type (community-based or facility-based), publication status (published or unpublished), study setting (rural vs. urban), geographic stratification, publication year, and study quality score (low or high score).

Sensitivity analysis will be performed to assess the robustness of a pooled estimate. We will use the single study omission analysis to test the robustness of a pooled estimate, and a study will be considered to have no influence on the pooled prevalence if the pooled estimate without it lies within the 95% confidence limits of the overall pooled prevalence. Sensitivity analysis will also be done using a risk of bias assessment result to ensure the robustness of the conclusion39,40. Furthermore, although most countries use the definition of perinatal mortality for international comparison, which is fetal deaths after 28 weeks of gestation or weighing more than 1000g till 7th day after birth, in the primary analysis we will try to capture studies that were done using the WHO definition for general statistics (≥500g or ≥22 weeks of gestation). Then, the analysis will be repeated using the perinatal mortality definition for international comparison.

Publication bias

We will inspect funnel plots subjectively and Egger’s test objectively to assess publication bias. Evidence of publishing bias will be suggested by an asymmetrical funnel plot and a p-value < 0.141,42.

Discussion and conclusion

Although there is no specific systematic review and meta-analysis in Eastern Africa, a meta-analysis of demographic and health surveys in Sub-Saharan Africa indicated that the pooled perinatal mortality in East Africa was 34.5 (95% CI: 32.2, 36.8) per 1000 births11. However, the data from demographic and health surveys suffered from underreporting as data is collected retrospectively (deaths happening in the past five years). Another study conducted in Sub-Saharan Africa reported that perinatal mortality in East Africa was 49.88 (28.60, 71.18) per 1000 births and low birth weight, primiparity, history of perinatal loss, multiple gestation, preterm birth, and birth interval <2 years were identified as determinants of perinatal mortality19. Although it is crucial to consider studies that report only stillbirths or early neonatal deaths, this study did not consider specific studies on either stillbirths or early neonatal deaths. Therefore, this review will consider all studies in perinatal mortality, including those that report only stillbirths and early neonatal death, and the analysis will be done accordingly. Further, this study will shed light on the causes of perinatal mortality, including whether studies use a recently introduced unified classification system (ICD-PM).

This review will provide up-to-date evidence on the burden, causes, and risk factors of perinatal mortality in East Africa. Published data and unpublished reports will be included, and estimates of the burden, causes and risk factors will be compared according to geographic location, study type, and study setting. The review will provide more information on this key topic, identify gaps and make recommendations, with the aim of informing interventions to prevent perinatal deaths. The findings of the study will be shared with the participating surveillance sites, and disseminated through national and international conferences, and peer-reviewed publication.

Study status

We have developed search strategies and data extraction tools, and the collection and screening of published articles began in August 2022. Data collection from Investigator groups for unpublished reports and overall analysis will be completed by May and June 2024, respectively.

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Asefa YA, Persson LÅ, Seale AC and Assefa N. Burden, causes, and risk factors of perinatal mortality in Eastern Africa: a protocol for systematic review and meta-analysis [version 2; peer review: 1 approved, 2 approved with reservations]. Gates Open Res 2024, 6:123 (https://doi.org/10.12688/gatesopenres.13915.2)
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Version 2
VERSION 2 PUBLISHED 23 Sep 2022
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Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions

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