Keywords
HIV, antiretroviral therapy, differentiated models, retention, Africa
HIV, antiretroviral therapy, differentiated models, retention, Africa
The views expressed in this article are those of the author(s). Publication in Gates Open Research does not imply endorsement by the Gates Foundation.
As countries around the world strive to reach global targets for HIV, including starting and retaining 95% of those diagnosed with HIV on antiretroviral treatment (ART), one of the most promising recent strategies has been the advent of “differentiated service delivery” (DSD) models for providing treatment. DSD models are approaches to delivering ART that adjust the location, timing, provider, or service delivered with the goals of making care more patient-centered, supporting treatment outcomes, and making HIV programs more efficient1. In sub-Saharan Africa, common DSD models include medication pickup points outside of health facilities, “fast-track” stations at clinics for patients to obtain medication refills without waiting in the regular clinic queue, and group models such as adherence clubs that allow patients to receive refills, adherence counseling, and other services together2. Limited existing data suggest that most of these models either sustain or improve treatment outcomes3 and succeed in making treatment more convenient and/or less expensive for patients, by bringing services closer to their homes and reducing waiting times4.
Because DSD models were originally conceived as a way to manage rapidly expanding populations of experienced patients who are clinically “stable” on ART, most do not cater to newly-initiated patients. Entry requirements for most models include both a minimum number of months on treatment—usually six or 12—and a report of a suppressed viral load or comparable evidence of treatment success. In a recent review of published descriptions of DSD models in Africa, more than 70% required at least six months on ART for DSD entry, while 84% explicitly limited participation to “stable” patients5.
As a result of the requirement for clinical stability, newly-initiated patients are systematically excluded from DSD models during their first six (or 12) months on ART, no matter their conditions, needs, or viral load. They instead experience the traditional or conventional model of care for newly initiated patients, which has changed relatively little in the past decades. Although there has been some streamlining, most national guidelines continue to call for monthly visits to a clinical facility for the first six months of treatment, with only short (one to two month) drug refills.
In this open letter, we argue that this conventional model of care for a patient’s first six months on ART may no longer be appropriate, for several reasons. First, the highest rates of treatment discontinuation are in the first six-month period after treatment initiation. This has been the case since the earliest published estimates of retention rates6,7 and remains the case now8. Among patients who initiated ART in the last quarter of 2018 in South Africa, for example, 30% were reported as lost to follow up by six months9. In Zimbabwe, retention in care improved significantly between 2010 and 2015 except for patients in their first six months10. Beyond the impact on individual morbidity and mortality, early losses from care are associated with internalized stigma, leading to social isolation, fear of disclosure, and discrimination, which potentially compound the inherent challenges in returning to care11–13.
Second, while the model of care for newly-initiated patients has not changed over time, the patients and the drug regimens they are taking have. CD4 counts at treatment initiation have risen steadily since the advent of universal treatment eligibility14 even as the proportion of patients with advanced disease has remained constant15 and “re-initiation” of those who have previously interrupted care has become more common16. Most newly initiating patients do not need additional clinical care after ART initiation. In a recent study in South Africa, for example, 86% of patients were considered clinically well enough for same-day ART initiation, without the need for additional care17. Current antiretroviral regimens are also better tolerated than previous first-line regimens, requiring fewer drug changes18.
Third, to date, efforts at “patient-centeredness” have largely bypassed the first six months on ART. As illustrated in Figure 1, innovations to make treatment more accessible in terms of time and transport costs and more satisfactory for patients do not extend to new initiators.
Adapted from 23 under a CC BY 4.0 license.
Fourth, while treatment guidelines have changed little for this period, procedures for initiating ART have evolved with the advent of rapid and same-day initiation19. New initiators no longer undergo multiple counseling and education sessions before initiation. As a result, it is possible—though studies conflict on this issue8,20—that patients may be less prepared in advance for the reality of daily medication adherence and regular prescription refills and thus be more likely to disengage from care early on.
Fifth, the global epidemic of COVID-19 is highlighting the potential risks of exposure to SARS-CoV-2 at healthcare facilities both for patients and staff and, due to physical distancing ordinances and lockdowns, access to ART is more difficult and expensive for patients to achieve21,22.
In response to all these factors—burdensome, dated procedures for the first six months of therapy, rapid ART initiation, patients’ improving health condition at presentation, high attrition during this period, and COVID-19—reconsideration of how to deliver ART during the first six months is warranted and overdue. In early March 2020 we convened a half-day roundtable to explore what one or more optimized models of service delivery might look like for this period. Participants included clinicians, epidemiologists, economists, HIV program implementers, funders, and advocates. After reviewing the data cited above, the roundtable focused on the specific requirements of the first six months on ART, with the discussion divided into patients’ clinical and non-clinical needs. A preliminary research agenda was then proposed for developing new differentiated service delivery models for the first six months on ART. A version of that agenda further developed by the authors is reported here.
A first consideration for improving care during the first six months was that patients in this population are not homogeneous. In addition to varying in age, sex, and other demographic and socioeconomic characteristics, patients differ at treatment initiation in terms of their clinical characteristics and their prior exposure to ART. While multiple criteria for segmenting populations were proposed, three major categories of patients were ultimately identified, based on patients’ status at initiation: 1) clinically well, ART-naïve initiators (new initiators); 2) clinically well, ART-experienced initiators (re-initiators); and 3) people presenting for initiation or re-initation with advanced disease. We note that “clinically well” is open to interpretation and likely includes patients who are mildly symptomatic but ambulatory and not critically ill, while the advanced disease category, following WHO guidance19, may include patients who appear well but have low CD4 counts. We also are aware that a patient’s status as naïve or re-initiating is often based on self-report, as most countries do not have data systems that allow real-time monitoring of prior treatment.
Each of these three categories of patients is likely to have distinct clinical and non-clinical needs during the first six months. New initiators do not have experience with ART and should be supported with treatment education. Re-initiators, by definition, have already encountered at least one barrier to remaining in care; that barrier may well re-emerge if it is not addressed directly. Re-initiators can further be stratified by the timing of their prior disengagement in care and adherence patterns24. People with advanced disease, in addition to potentially being in poor health requiring immediate medical care, are typically presenting late, suggesting that they too may face obstacles that led them not to seek care sooner25. In this paper we focus primarily on the first category, new initiators, for whom the standard of care has changed little in recent years.
Priority research questions are presented in Table 1. The first set of questions pertains to the clinical needs of patients during their first six months on treatment. During this period, most countries require at least two, and up to six, post-initiation clinic visits when a patient is required to be seen by a clinician, in addition to receiving drug refills and adherence counseling. Most new and re-initiators do not require any clinical interventions during this period, however, provided that any conditions present at ART initiation—opportunistic infections, side effects, or other acute concerns—were addressed by the clinician responsible for ART initiation, as part of the initiation process. Re-initiators who previously stopped ART due to side effects may also be prescribed more appropriate regimens.
Question | Rationale and potential data sources or study designs |
---|---|
Questions pertaining to clinical requirements | |
1. Is a routine clinic visit required between ART initiation and month 6, and if so, exactly what procedures, tests, or other activities should it entail and when should it take place? | The necessity of a routine clinical visit in the first six months on ART for most patients is unclear. Existing data that might answer this question are medical records for patient cohorts in this period that contain details of visits, clinicians seen (e.g. doctor, nurse, clinical officer), and changes made as a result of the visit. If most routine visits result in no changes to the patient’s regimen or other procedures or behaviors, then the visit should be dropped if it is not justified in some other way—for example, the patient who has a co-morbidity that requires more frequent consultation management or is in a risk group that requires special attention. |
2. What is the optimal timing for a patient’s first on-treatment viral load test? (Note that this does not refer to a baseline or initiation viral load.) | Since viral suppression is often one of the key requirements for being considered clinically “stable” on ART—and is also itself the primary goal of ART—achieving and confirming suppression as soon after initiation as possible is considered desirable. Conducting a test at 6 months, which is the norm in most countries, is likely considerably later than is optimal, given the shorter time required for suppression with current recommended first-line drug regimens26,27. Roundtable participants were mixed as to whether three or four months after initiation would be optimal, but there was no support for waiting for six months and thereby potentially delaying both eligibility for a less-intensive model of care and the patient’s own peace of mind. Existing data to answer this question include both observational and trial data on time to viral suppression for different patient populations and drug regimens. Such data are currently being reviewed by a WHO guideline committee to update guidance on timing of the first viral load. Both CD4 count at initiation and ARV regimen matter to this issue. We note, for example, that in the ADVANCE trial of a first line regimen containing dolutegravir, 97% of patients were suppressed (viral load less than 1000 copies/milliliter) four weeks after initiation27. |
3. What are the main reasons for unscheduled visits in this period, and how can patients best be prepared to recognize conditions that require clinical care? | The main risk to eliminating or reducing routine clinic visits is that patients who need care will not obtain it, either because they do not recognize the symptoms, believe that they should or must wait for a routine appointment, or are unable to access the clinic for logistical or other reasons. The first two of these constraints can be addressed through better patient preparation and education at the time of ART initiation. The third is not unique to care on demand—if a patient cannot afford to access the clinic on demand, it is likely that routine appointments will also be missed. Other support mechanisms are needed in this case. Existing data that could be used to ensure that patients seek care when needed are data sets that report reasons for unscheduled clinic visits. While routine EMR data sets in many countries often report patient condition incompletely, data from trials, adherence studies, and carefully observed cohorts should suffice. |
4. Can a lay provider and/or virtual contacts adequately assess clinical condition during the early treatment period and replace in-person visits with a trained clinician? | Rather than requiring a routine clinic visit after, for example, one month on ART, a trained community health worker or another lay provider may be able to use a checklist of symptoms to screen newly initiated patients by telephone or during a home visit, avoiding the need for an in-person visit for most of these patients. It is even possible that this could be done electronically in some settings, using an on-line software application (chatbot) to send and receive text or WhatsApp messages via patients’ phones. Similarly, if contact with a trained clinician is considered essential, video platforms (telemedicine) might make it possible for in-person visits to be replaced with digital consultations in some settings. Research is needed to determine if existing cadres of lay health workers can implement a process like this safely and can correctly distinguish between patients who should be referred for additional care and those who should not and if and where available bandwidth, device access, and software could support more use of electronic, rather than in-person, care28. |
Questions pertaining to non-clinical requirements | |
5. How much non-clinical interaction with healthcare providers is optimal between ART initiation and eligibility for an existing, stable- patient model of care? | Individual patients vary widely in their needs and expectations for contact with lay or professional healthcare providers. As mentioned above, roundtable participants thought that at least one interaction during the first month after initiation is essential, both to confirm that the patient is responding well to treatment and to establish a pathway for communication with which the patient is comfortable. Beyond this interaction in month 1, research is needed to know which patients would benefit from additional contact; when, where, how, and with whom such contact should be; and the best pathways to ensure that patients who would benefit do receive such support. |
6. What is the best way to ensure adequate HIV and ART knowledge (education) among newly initiated patients? | Roundtable participants noted that “treatment education” has diminished in recent years, as the process of ART initiation has accelerated, and believed that a lack of understanding of HIV and ART is partly responsible for the high rates of early attrition observed. Data are sparse, though, on what encompasses sufficient understanding or how best to ensure it, without burdening patients with additional clinic visits or delaying treatment initiation. Research on different approaches to delivering treatment education in a manner in which it is likely to be retained is also needed. |
7. Are there specific additional services or approaches that would help patients establish a long-term habit of ART adherence? | The early treatment period is critical not only to rebuild immune function and achieve viral suppression but also to instill in new patients a lifelong habit of adherence to treatment. Roundtable participants recognized that there is a behavioral science literature on habit formation that may offer insights into how to strengthen antiretroviral adherence, and that this literature should be accessed to develop potential early interventions to improve long-term outcomes. Research patient preferences for services, for example using discrete choice experiments, is also needed. |
8. What is the role of disclosure in promoting early retention, and should there be explicit support for disclosure during this period? | Existing research indicates that fear of disclosure and discrimination are among the causes of early losses from treatment11–13. It is unclear, though, whether support to patients for disclosure and/or other interventions to reduce barriers such as stigma and interpersonal violence are essential during the first six months on treatment and, if so, for whom, by whom, and how they should be delivered. For patients who do need such support, intervention during the early treatment period may be a prerequisite to achieving retention on ART. Various peer-based interventions have been tried29,30, but research is still needed on an optimal approach to delivering disclosure support and, importantly, to determine which patients would benefit from such support, without burdening those who would not. |
9. Should patients opt in, opt out, or “qualify out” of components of specific non-clinical aspects of support, and how should this be managed? | Ideally, treatment programs will be able to offer patients a choice of ART retention-related services tailored to the early treatment period, such as adherence counseling, home visits, and virtual interactions. It is unclear if such services should follow an “opt-in”,“opt-out” or “qualify out” model to achieve retention targets and increase patient satisfaction. By “qualify out”, we mean that both the provider and the patient should be confident that the patient has sufficient treatment knowledge, understands what HIV- and ART-related conditions should trigger a phone call or clinic visit, and has access to a working phone. This question is related to the broader issue of how responsibility for retention on ART should be allocated between providers and patients and the extent to which patients should be offered choices in service delivery. |
10. What additional or different non-clinical services are needed for re-initiators? | By definition, ART re-initiators have already experienced one or more barriers to retention in care that were sufficiently serious to cause disengagement. Simply re-initiating ART without identifying and addressing those barriers seems unlikely to achieve long-term retention for most of these patients. Research is needed on how providers can most effectively support this process without creating even more barriers, for example by requiring additional clinic visits for adherence counseling. |
The other major set of questions, also shown in Table 1, pertained to the emotional, social, and other non-clinical needs of patients in their first six months. While participants were generally comfortable with the notion that frequent (monthly) clinic visits and clinical consultations are not essential for most patients after initiation, there was a consensus that some interaction with a care provider during at least the first month on ART, even if merely a text message exchange with a community health worker, remains important to securely engage patients in care for the short and long term. Beyond that, ensuring that patients have adequate information about HIV and ART and access to on-demand emotional and social support, virtually or in person, was thought sufficient.
In addition to the research questions specified in Table 1, several issues were raised that were considered important for efforts to develop new models of care for the first six months. First, the quality of the ART initiation process is crucial to determining early outcomes on treatment. While same-day and rapid initiation are effective in reducing pre-initiation loss to follow up, poor quality in the initiation process will have the opposite effect on retention after initiation. At the point of treatment initiation, providers must address both acute and chronic co-morbidities, help patients identify potential adherence barriers in advance, and convey sufficient information about ART and available support services that patients can effectively manage their own care going forward. More attention should thus be paid to the quality of the initiation process, as well as its speed.
Second, any new models of care proposed for the early treatment period must be able to withstand incomplete or poor fidelity to guidelines and unreliable access to resources. Complicated models that will be effective only if providers closely follow guidelines and/or have access to items that may suffer stock-outs are not likely to succeed. The same conditions should apply to research methods used in evaluations of new models of care; study designs must be robust to non-compliance with guidelines and secular changes that affect both intervention and comparison groups.
Third, the possibility was raised of triaging patients to more or less intensive retention support at the time of ART initiation, based on patient characteristics. If higher and lower risk patients could be identified at the start, providers could potentially offer tailored support plans to those at higher risk, while allowing those at lower risk to proceed with less intervention. Unfortunately, at this point, data on practical predictors of poor retention do not exist, despite efforts to create risk indices31. Further research in this area may also be of value.
Finally, patients who present with advanced disease require different approaches than the majority who have no or mild symptoms. Clearly those who are acutely ill need immediate care, regardless of the burden it imposes. Current guidelines and practices, however, generally require even asymptomatic patients with low CD4 counts to make additional clinic visits. If these patients have advanced disease because they face challenges in seeking treatment, and thus presented late, simplifying care during the first six months may be even more important for them than for healthier patients.
The advent of the COVID-19 pandemic is rapidly changing national guidelines and practice in HIV treatment. Many countries have begun to extend the duration of ART refills at treatment initiation and reduce clinical encounters during the early treatment period. These changes are occurring rapidly, and implementation is likely uneven across regions and individual facilities and programs. Evaluation of the outcomes of these measures is essential, as they provide a natural experiment with different approaches to initiation and early treatment. As the COVID-19 crisis recedes, data on steps that were taken and their effects on patient welfare will be a critical source of information for improving the early treatment algorithm in the future. These data will add to our evidence base on what services can effectively be provided outside of clinic facilities or remotely, and under what circumstances.
No data are associated with this article.
Participants in the technical roundtable providing many of the points in this article were Ruanne Barnabas (University of Washington), Solange Baptiste (International Treatment Preparedness Coalition), Benedikt Christ (University of Bern), Kathryn Dovel (University of California Los Angeles), Matthias Egger (University of Bern), Peter Ehrenkranz (Bill & Melinda Gates Foundation), Katy Godfrey (Office of the Global AIDS Coordinator), Kimberly Green (PATH), Anna Grimsrud (International AIDS Society), Katherine Guerra (Clinton Health Access Initiative), Andreas Haas (University of Bern), Charles Holmes (Georgetown University), Wame Jallow (International Treatment Preparedness Coalition), Ingrid Katz (Harvard University), Salome Kuchukhidze (Boston University), Lawrence Long (Boston University), Martin Msukwa (Columbia University), Brooke Nichols (Boston University), Dorina Onoya (University of the Witwatersrand), Peter Preko (Columbia University), Miriam Rabkin (Columbia University), Sydney Rosen (Boston University), Theodora Savory (Centre for Infectious Disease Research in Zambia), Tanya Shewchuk (Bill & Melinda Gates Foundation), and Francois Venter (University of the Witwatersrand).
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Is the rationale for the Open Letter provided in sufficient detail?
Yes
Does the article adequately reference differing views and opinions?
Partly
Are all factual statements correct, and are statements and arguments made adequately supported by citations?
Yes
Is the Open Letter written in accessible language?
Yes
Where applicable, are recommendations and next steps explained clearly for others to follow?
Yes
Competing Interests: No competing interests were disclosed.
Reviewer Expertise: HIV implementation science with a focus on optimizing care outcomes and survival for people with HIV in low and middle income countries.
Is the rationale for the Open Letter provided in sufficient detail?
Yes
Does the article adequately reference differing views and opinions?
Partly
Are all factual statements correct, and are statements and arguments made adequately supported by citations?
Partly
Is the Open Letter written in accessible language?
Yes
Where applicable, are recommendations and next steps explained clearly for others to follow?
Yes
Competing Interests: No competing interests were disclosed.
Reviewer Expertise: HIV treatment and prevention
Is the rationale for the Open Letter provided in sufficient detail?
Yes
Does the article adequately reference differing views and opinions?
Yes
Are all factual statements correct, and are statements and arguments made adequately supported by citations?
Yes
Is the Open Letter written in accessible language?
Yes
Where applicable, are recommendations and next steps explained clearly for others to follow?
Yes
Competing Interests: No competing interests were disclosed.
Reviewer Expertise: HIV treatment and care, HIV epidemiology
Is the rationale for the Open Letter provided in sufficient detail?
Yes
Does the article adequately reference differing views and opinions?
Yes
Are all factual statements correct, and are statements and arguments made adequately supported by citations?
Yes
Is the Open Letter written in accessible language?
Yes
Where applicable, are recommendations and next steps explained clearly for others to follow?
Yes
Competing Interests: No competing interests were disclosed.
Reviewer Expertise: community-based HIV care
Alongside their report, reviewers assign a status to the article:
Invited Reviewers | ||||
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Version 1 29 Jul 20 |
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Provide sufficient details of any financial or non-financial competing interests to enable users to assess whether your comments might lead a reasonable person to question your impartiality. Consider the following examples, but note that this is not an exhaustive list:
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